- The Institutional Approval/Prior Approval (IPASS) form, used to request pre-award spending, an Advance Project in ARC, rebudgeting, a no cost extension, and to issue an outbound subaward.
- Proposal Face Page - to be used when sponsor does not provide their own face/cover page
- Award Setup Form - for proper setup of Projects and Activities in ARC upon award
- Conflict of Interest (COI) Forms - for outside consultants and subrecipients
- Other Subrecipient Forms - required forms to be completed and submitted to the SPA Project Officer when subrecipients are proposed in a grant or contract proposal
- Compliance Forms -includes links to IRB, IACUC, and Environmental Health & Safety protocol requirements.
- Additional Compensation Request
- SPA Report Request Forms - used when requesting customzied reports, provided by the Business Systems division of SPA.
- Invention Agreement Letter
Subrecipent Conflict of Interest (COI) Forms
Subawardee compliance with PHS Financial COI regulations, which became effective 8/24/12, must be verified for each proposed subrecipient prior to the submission of any grant or contract proposal. COI Verification can be done one of two ways:
- First, check that the proposed subrecipient is listed in the Federal Demonstration Partnership (FDP) Institutional Clearinghouse at http://sites.nationalacademies.org/PGA/fdp/PGA_070596.
- If the entity is not in the Clearinghouse, then it must complete the Columbia University Subrecipient Conflict of Interest Form. Provide the completed form to the SPA Project Officer (PO) handling the review and submission of the application.
In very unusual circumstances, Principal Investigators can request that subrecipients be covered under Columbia's COI policy. This form is to be used to request that such an exception be granted for a particular subrecipient on a specific project.
Columbia University's policy on Sponsored Projects Subawards and Subrecipient Monitoring can be found in the Administrative Policy Library at: http://policylibrary.columbia.edu/sponsored-project-subawards
To make a subaward request after an award has been made, use the IPASS form at top of page. The IPASS form is used by the SPA Subawards Team to issue Subawards Agreements and Amendments.
- Subaward Face Page - to be completed by each proposed subrecipient during proposal submission when Columbia is the pass-through entity. Form may be edited if desired in situations when Columbia is a proposed subrecipient and another entity is the pass-through entity. - REVISED
- INBOUND Subaward Face Page - an option to use when another institution acts as the pass-through entity, and Columbia University will be a subrecipient. This form can be used if requested. - NEW
- Pre-award Assessment of the Proposed Subawards - to be completed when the aggregate amount of all proposed subrecipients in a grant or contract proposal exceeds 50% of the total prime award. Must be provided to SPA Project Officer prior to proposal submission.- REVISED
- If the proposed project includes international subrecipients, please refer to the International Research Procedures and complete the International Research Questionnaire (IRQ) found in the Administrative Policy Library.
Most forms that require institutional approval (IRB, IACUC, Conflict of Interest, etc.) can be found in RASCAL. Here are direct links to the Offices involved for further guidance:
IRB Protocol Forms - use RASCAL. For more information:
IACUC Protocol Forms - use RASCAL. For more information:
- Institute of Comparative Medicine (ICM) - to order, acquire, or move animals. Sign in, and go to "Forms."
- Comparative Medicine's Current Per Diem Rates
Environmental Health & Safety - use RASCAL to obtain approval for recombinant DNA, infectious agents, human materials or other potentially infectious materials, laser, hazardous chemicals or toxins, and radioisotopes. Safety courses are also available in RASCAL.
- Additional Compensation - Sponsored Projects Request Form - this form must be completed, signed, and submitted to firstname.lastname@example.org
You can request the Business Systems division of SPA for grants data. Download and submit the following request to SPA-eBiz@columbia.edu:
Report Requests for Training Grants
SPA can assist you with producing one of the tables required for NRSA Training Grant applications: "Institutional Training Grant Support Available to Participating Faculty Members, Department(s), or Program(s)" (known as "Table 3"). This table is required for New and Competing NIH training grant applications. In order to receive this assistance, please complete the following excel form and return it to SPA Business Systems (SPA-eBiz@columbia.edu) every time you submit a new or competing continuation training grant application.
As part of processing University appointments, a signed Invention Agreement Letter is required for all full time Officers of Instruction, salaried Officers of Research, Postdoctoral Clinical and Research Fellows, Student Officers of Research and Graduate Students who receive stipends from pre-doctoral training grants or from individual pre-doctoral fellowships.